Functional Compliance Management Program

Presented by Dolores Pico

In this webinar participants will receive helpful hints and suggestions to implement an effective Compliance Program including; planning, auditing, monitoring, reporting and problem resolutions.

Highlights

Compliance updates getting in the way of your being an effective CEO? Are you prepared for your BSA audit? Are compliance requirements overwhelming you? Do your procedures match your polices? Have policy reviews fallen to the bottom of your to-do-list? A major challenge for all credit unions is achieving and maintaining compliance with laws and regulations. Indeed, the burden of regulation has been growing at an increasing rate. It can be a full time job to keep up to date with what is expected and then implement policies and procedures that are compliant. So what can you do?

Takeaways

• Learn how to evaluate current policies, procedures and practices
  
• Learn how to identify changes or enhancements needed to achieve compliance
  
• Learn the keys to preparing thorough, compliant audits in accordance with regulations
  
• Learn how to successfully implement training that increases your staff’s compliance skills
  
• Learn how to identify risk and how to minimize compliance risk
  
• Create planning measures to strategize for audit
  
• Identify problem areas and resolve them before your audit comes
  
  

Who Should Watch

CEO’s/Lending Management/Compliance Officers/Operation Managers of Small and Mid Sized CUs